How We Know What We Know About
HIV Drug Resistance
written by Robert
W. Shafer, M.D.
published on HIVresistanceWeb: October 30, 2000
Introduction
Within the past year, separate expert panels from the Department of Health
and Human Services (DHHS) and the International AIDS Society (IAS) have
recommended that resistance testing be incorporated into the management
of HIV-infected patients [1,2]. However, the
results of both genotypic and phenotypic tests are complex and require
expert interpretation if they are to be used successfully to help guide
physicians in their use of antiretroviral therapy. Unfortunately, neither
the DHHS nor the IAS panel has provided guidelines on precisely how resistance
tests are to be interpreted in clinical situations. The first step towards
correcting this situation is to take stock of what we know about drug
resistance and where our knowledge comes from.
Many practicing physicians and clinical investigators may
not be aware that most conventional wisdom about drug resistance derives
from studies performed solely during the pre-clinical and early clinical
development of new drugs. Information arising after a drug has been approved
by the FDA and has been incorporated as a clinical tool is often not included
on many of the "gene charts" that physicians and reference labs rely upon
for interpreting genetic sequence data. In this respect, countless patients
may have received inappropriate treatment due to inaccurate sequence interpretations
based on faulty gene charts. Additionally, complacent reliance on such
simple, yet inaccurate data has masked the need for the additional research
required to interpret genotypic test results in a clinically meaningful
manner.
In this review, I will focus on the interpretation of genotypic
resistance test results and the four sources of data that form the basis
of drug resistance knowledge:
- Genotypic-phenotypic correlations performed during early drug development and confirmed by site-directed mutagenesis studies.
- Genotypic-phenotypic correlations performed on clinical HIV-1 isolates.
- Correlations between HIV-1 genotype and the treatment history of patients from whom the sequenced virus isolates were obtained.
- Correlations between HIV-1 genotype and virologic responses to new treatment regimens.
Genotypic-phenotypic correlations performed during early
drug development
Drug resistance mutations have traditionally been identified during the
pre-clinical and initial clinical evaluation of new antiretroviral drugs.
Such evaluations involve culturing a wild-type HIV isolate in the presence
of increasing concentrations of the drug being studied, and subsequently
identifying mutations that allow the virus to continue to replicate. Site-directed
mutagenesis experiments are then conducted to confirm that mutations arising
during passage experiments will confer drug resistance when introduced
directly into wild-type virus. Likewise, viruses cultured from patients
during phase I or dose-finding studies of a new drug are sequenced, tested
for resistance, and confirmed by site-directed mutagenesis.
Drug resistance mutations identified by this process acquire
widespread acceptance as the predominant mutations responsible for resistance
to the drug under evaluation, and are referred to as "canonical" resistance
mutations. While the process of characterizing resistance mutations by
susceptibility testing and site-directed mutagenesis is the most rigorous
means of demonstrating that a particular mutation confers drug resistance,
there are several limitations to this approach. First, these evaluations
identify mutations that are sufficient to cause resistance to the drug
under evaluation, but do not prove that they are in fact necessary for
the development of drug resistance. Second, such data are generally derived
from laboratory isolates that typically contain only one or two drug resistance
mutations and not the more complicated patterns of mutations observed
in clinical isolates from patients receiving combination drug therapy.
Genotypic-phenotypic correlations performed on clinical
HIV-1 isolates
Clinical isolates are highly variable. For example, the protease and RT
sequences of clinical isolates generally differ from the consensus B reference
sequence at many positions. A portion of these differences may be canonical
mutations, but many are uncharacterized. Some of these uncharacterized
mutations may be polymorphismswhich commonly occur in isolates
from untreated patientswhile others may be associated with drug
resistance.
The advantage of studying clinical isolatesas opposed
to laboratory isolatesis that gene sequences reflect those encountered
by physicians in clinical practice. However, the complexity of the sequences
prevents direct correlation between resistance phenotypes and individual
mutations, and also rules out site-directed mutagenesis experiments, which
would prove too costly and time consuming to perform for each possible
combination of mutations in every isolate.
Despite these difficulties, the systematic study of genotypic
and phenotypic data derived from clinical isolates obtained from large
numbers of patients can often reveal previously unsuspected patterns of
mutations. Comparing these mutation patterns will help elucidate how known
and uncharacterized drug resistance mutations interact with one another
in vivo to contribute to drug resistance. The potential importance of
genotypic-phenotypic correlations on clinical isolates is underscored
by the fact that at least one company (Virco, Mechelen, Belgium) has created
a proprietary database linking genotypic data to phenotypic drug susceptibility
results [3].
Correlations between HIV-1 genotype and treatment history
Correlations between certain drug treatments and their corresponding mutations
in HIV strains isolated from patients receiving the treatment provide
additional knowledge about drug resistance. First, such correlations show
which mutations and which mutation patterns occur in patients (rather
than just in vitro). Second, such correlations are essential for elucidating
the genetic mechanisms of resistance to drugs that are difficult to test
in vitro. This is the case for the nucleoside RT inhibitors ddI, ddC,
and d4T. For example, the canonical d4T-resistance mutation is V75T. However,
this mutation is extremely rare clinically. In contrast, patients receiving
d4T commonly exhibit the classical AZT-resistance mutations. This has
provided a strong clue to the mechanism of d4T resistance even though
phenotypic assays using that drug have difficulty detecting drug resistance.
Correlation between genotype and clinical outcome
Evidence suggesting the clinical utility of drug resistance testing has
come from both retrospective and prospective intervention-based studies.
The retrospective studies have been invaluable in allowing physicians
to infer how patients with a particular mutation will respond to a new
anti-HIV treatment regimen. Recent examples include two studies from Stanford
University Medical Center that have examined the genotypic correlates
of response to salvage therapy with ritonavir/saquinavir- and efavirenz-containing
regimens [4,5].
Clinical outcomes may also be used to standardize data
generated by phenotypic drug resistance assays. For example, clinical
data shows that M184V generally causes about two-fold resistance to abacavir
(ABC). However, Virco uses a susceptibility cutoff of 4-fold and will
therefore report most isolates with this mutation alone as being susceptible
to ABC. ViroLogic uses a susceptibility cutoff of 2.5-fold and will therefore
report such isolates as being partly resistant to ABC. Such discrepancies
in reporting make it difficult for physicians to determine whether patients
harboring isolates with M184V will respond well to abacavir treatment
[6]. In this case, the clinical data should
then be used to complement the phenotypic data or to help determine the
cutoffs.
In conclusion, there is much more to know about drug resistance
than the canonical mutations identified during pre-clinical testing of
a new drug. This added knowledge is extremely clinically important. However,
it is too much to ask for physicians to keep track of the details in this
area. It is not, however, unreasonable for reference labs doing genotypic
and phenotypic assays to keep track of this information and to incorporate
it into the interpretation of the genotypes that they run. As part of
my research, I have been attempting to represent HIV drug resistance knowledge
in a queryable online database [7]. The database
currently contains the first three types of correlations. The schema of
the database is being expanded to include the fourth type of correlation.
References
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- Department of Health and Human Services Panel on Clinical Practices
for Treatment of HIV Infection. Guidelines for the use of antiretroviral
agents in HIV-infected adults and adolescents [on-line]. www.hivatis.org/trtgdlns.shtml
(2000).
- Hirsch MS, Brun-Vezinet F, D'Aquila RT, Hammer SM, Johnson VA,
Kuritzkes DR, Loveday C, Mellors JW, Clotet B, Conway B, Demeter
LM, Vella S, Jacobsen DM, Richman DD. Antiretroviral drug resistance
testing in adult HIV-1 infection: recommendations of an International
AIDS Society-USA Panel. JAMA. 2000 May 10;282(18):2417-26.
- Larder B, De Vroey V, Dhertogh P, Kemp S, Bloor S, Hertogs K.
Predicting HIV-1 phenotypic resistance from genotype using a large
phenotype-genotype relational database [abstract 59]. Antiviral
Ther. 1999;4(Supplement 1):41.
- Zolopa AR, Shafer RW, Warford A, Montoya JG, Hsu P, Katzenstein
D, Merigan TC, Efron B. HIV-1 genotypic resistance patterns predict
response to saquinavir-ritonavir therapy in patients in whom previous
protease inhibitor therapy had failed. Ann Intern Med.
1999;131:813-21.
- Shulman NS, Zolopa AR, Passaro DJ, Murlidharan U, Israelski
DM, Brosgart CL, Miller MD, Van Doren S, Shafer RW, Katzenstein
DA. Rapid Communication: Efavirenz- and Adefovir Dipivoxil---Based
Salvage Therapy in Highly Treatment-Experienced Patients: Clinical
and Genotypic Predictors of Virologic Response. J AIDS.
2000;23:221-6.
- Lanier ER, Melby T, St Clair MH, Thorborn D, Pearce G, Hetherington
S, Smiley L, Lafon S. Potential Clinical Impact of Small Differences
between Virco Antivirogram and ViroLogic PhenoSense Assays for
Abacavir in 3TC Experienced Patients [abstract 788]. 7th Conference
on Retroviruses and Opportunistic Infections, San Francisco, CA,
January 30 - February 2, 2000.
- Shafer RW, Stevenson D, Chan B. HIV reverse transcriptase and
protease sequence database. Nucl Acids Res. 1999;27:348-52.
(http://hivdb.stanford.edu).
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